Checklist for drafting a proper Franchise Agreement


In order to understand as to how we can execute a proper franchise agreement, first we have to be clear what a Franchise is and why is Franchise Agreement executed. In one line we can say that a
What is a Franchise?
When an established brand decides to lend their name, goodwill and trade secrets to set up their Brand’s Store on different locations and executes an agreement for the same effect then such an agreement is termed as a Franchise Agreement. Here, Franchisor and Franchisee enter into a legal agreement where Franchisee operates its business under the name of the Franchisor in exchange of payment of some fees including initial payment and royalties.
Checklist for Franchisee Agreement
Following is an example of checklist to be considered before finalizing a Franchise agreement. This is done to make sure that the agreement is not ambiguous and includes all the key clauses.
Costing Related
·         If the parties have decided on total cost, royalties etc. If yes then clear distinction is provided between total cost, initial fees, initial cost required, royalty amount are to be provided.
·         If any part of the initial fee refundable or not.
·         Payment terms are to be clearly defined including total amount, time of payment and other financial arrangements like lump sum payments or installment facilities etc
·         If the royalty amount is fixed, revenue based or a combination of the two is finalized
·         Provisions relating to advertising and promotion costs. And cost sharing details.
Location Related
·         Who has the authority to select the location
·         Can the franchisee operate in more than one location?
·         After the termination of the contract can franchisee operate independently in the same area.
·         Which party will be responsible to obtain zonal permissions etc.

Building, equipment and supplies Related

·         Who will decide on building plans and related details
·         Provisions relating to remodeling and redecorating and who will do it.
·         Is franchisee required to purchase supplies and equipment from franchisor only
·          Are building, equipment and supplies covered by any kind of Group insurance plan.if yes, then its details are to be mentioned.
Operations related
·         Are accounting and bookkeeping is handled solely by franchise or there is an arrangement for the same too.
·         Degree of control Franchisor has over the franchisee’s operations to make sure the brand quality is maintained.
·         Management aid along with training and assistance provided by the Franchisor. And if the cost for the same if covered by the royalty fees or not.
·         Are there any quota’s set for sale, operating hours in the contract.
·         who will provide the promotional materials.
·         Are there any provisions relating to hiring fir the franchisee.
Termination and Renewal Related
·        What are the non-compliances under which agreement can be terminated by the Franchisor and vice versa.
·         What are the restrictions imposed on franchisee in case of termination done by Franchisor.
·         Is sufficient time provided in case of termination for amortization of capital payments?
Other Matters
·         Is Franchisee assignable to legal heirs in case of death or disability or can it be sold or not.
·         Is business name, trademark, logo or any other mark distinctly identified with the franchisor. And there are not subject to any dispute or litigation.
·         If all the requirements are met by the franchisor before executing this agreement.
Other points to consider
·         Can the franchisee sell the franchised business and assign the franchise agreement to the buyer?
·         Is the franchise assignable to heirs, or may it be sold by the franchisee's estate on death or disability?
·         What is the duration of any patent or copyright material to the franchise? If time is limited, does the franchisor intend to renew, and is this spelled out in the franchise agreement?
·         Has the franchisor met all law requirements (registration, escrow or bonding requirements, etc.), if applicable?



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